The Compliance Specialist at Texas Guaranteed Student Loan Corp. is responsible for performing comprehensive reviews of assigned departments to ensure compliance with corporate policy, procedures, and federal regulations. This role supports management teams by conducting call monitoring for compliance, internal reviews, and administrative duties related to state licensing and annual reporting. The position is remote and offers an opportunity to shape the company's future in a dynamic environment.

Compliance Specialist

Vigilant Compliance is seeking a Compliance Director responsible for supporting the administration of Compliance for clients, including investment company act experience. This role is based in Chadds Ford, Pennsylvania, and offers a competitive salary, benefits, and the opportunity to work remotely. The position involves compliance testing, policy review, risk assessments, and supporting compliance reports and examinations.

Outsourced Chief Compliance Officer (RIAs/Funds/BDs)

Compliance Director

As a Director of Compliance within Principal Global Investors, you will support Private Funds, primarily focusing on the private funds compliance program with responsibilities encompassing both broker dealer and investment adviser aspects. This role involves working with both US and Global offices, offering a unique opportunity to work at the intersection of financial services and technology. Responsibilities include reviewing funds, drafting due diligence reports, subscription review, PPM review, advertising review, coordination with outside counsel, developing compliance policy, and conducting forensic testing.

DIRECTOR - COMPLIANCE

Director - Compliance

As a Director of Compliance/Compliance Counsel at RELX Group, you will be responsible for conducting investigations, offering legal guidance, managing investigation quality, engaging with stakeholders, utilizing data analytics, and coordinating trade sanctions compliance. This role involves a mix of legal compliance, investigations, and trade sanctions compliance, requiring a strong background in legal compliance, investigations, and relevant trade sanctions laws.

DIRECTOR OF COMPLIANCE/COMPLIANCE COUNSEL (REMOTE)

Director of Compliance/Compliance Counsel

The Compliance Manager at Phoenix House will evaluate all current and new compliance regulations, review company processes, and lead training sessions. This role requires excellent communication skills and in-depth knowledge of the latest industry procedures and regulations. The successful candidate will develop and implement company policies and regulations, oversee all business operations relating to compliance, and ensure the efficiency of control systems.

Compliance Manager (OMH)

Compliance Manager

LHH Recruitment Solutions is seeking a Compliance and Contracts Administrator for a state-of-the-art technology organization in the Bohemia, NY area. This direct hire role involves managing RFPs, contracts, purchase orders, and ensuring compliance with Federal, State, and Local requirements. The position requires a minimum of four years of experience, including two years with government-based contracts, and proficiency in MS Dynamics.

Compliance and Contracts Administrator

Delaware North Gaming is seeking a Compliance Specialist for Gamewise, a fully remote role responsible for ensuring all casino operations adhere to regulatory standards. This position offers the opportunity to leverage expertise in regulatory compliance to safeguard the integrity of gaming operations and make a meaningful impact.

Compliance Specialist, Gamewise

Johnson & Johnson is seeking a Director, Compliance to oversee and ensure compliance with policies, contractual and regulatory obligations, and all state and federal requirements. This role involves developing and implementing compliance programs, conducting audits, identifying risks, and working closely with various departments to align compliance efforts. The position requires a deep understanding of pharmacy operations, legal requirements, and compliance standards. The role is remote but preferred candidates should be near Coraopolis, PA; Orlando, FL; Phoenix, AZ; Raleigh, NC.

Director, Compliance

The Compliance Analyst at DXC Technology is responsible for managing client relationships regarding regulatory requests, interacting with internal business partners for information gathering, implementing process improvements, and ensuring compliance standards are met. This role involves a high level of detail orientation, multitasking, problem-solving, and team collaboration.

Compliance Analyst - US REMOTE

Compliance Analyst

As a Director of Compliance Audit at Northwell Health, you will oversee the daily operations of the audit department within Compliance. This hybrid role requires 2-3 days in the office setting and involves managing, planning, organizing, and evaluating the staff and activities associated with Corporate Compliance Audit. The position focuses on identifying areas of compliance risk, executing the annual audit work plan, and ensuring compliance standards are met across the health system's facilities and faculty.

The Compliance Specialist at Ascension Living Operations is responsible for developing and overseeing activities to promote regulatory compliance and continual survey readiness. This role involves staying informed of regulatory changes, interpreting their applicability, ensuring readiness for regulatory changes, guiding action plan development, and serving as primary regulatory compliance support. The position requires travel up to 100% of the time initially, with potential for future reduction.

As a Compliance Program Advisor at PNC, you will be part of the First Line of Defense, supporting the 1LOD FDIC 370 compliance program and regulatory meetings. This role involves serving as the 1LOD FDIC 370 Subject Matter Expert, driving awareness and accountability for FDIC 370 requirements, coordinating regulatory meetings, and monitoring regulatory issue remediation. This is a remote position requiring work from a quiet, confidential space approved by PNC.

Compliance Program Advisor

The Compliance Assurance and Training Specialist at California Institute of Arts & Technology is responsible for conducting internal compliance audits, ensuring adherence to regulations, and providing staff training on compliance policies. This role involves monitoring compliance risks, implementing corrective actions, and fostering a culture of compliance. The specialist will work closely with various departments to ensure educational programs and operations align with regulatory requirements.

Compliance Assurance and Training Specialist

A Compliance Associate is sought by a large broker-dealer and registered investment advisor firm local to the Tampa area to ensure compliance with state and federal laws, FINRA and SEC rules, and internal company standards within the securities brokerage and investment advisory organizations. The role involves managing financial advisor and regulator inquiries, interpreting the impact of laws on communication, and tracking communication using various methods.

REMOTE Compliance Associate

Compliance Associate

The Compliance Analyst I at Brown University is responsible for managing the university's export control and research security program, and for supporting the Conflict of Interest and Research Security programs. This role involves assessing international activities related to research, teaching, travel, and shipping, conducting complex analyses of export control scenarios, advising faculty, students, and administrators, preparing applications for export control licenses, and supporting the University's Conflict of Interest program. The position requires a working knowledge of regulations related to export controls, sanctions, research security, and Research Integrity, including COI regulations.

Compliance Analyst I

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Compliance Jobs in Farmingdale, NY Hiring Now

Compliance Specialist

Outsourced Chief Compliance Officer (RIAs/Funds/BDs)

DIRECTOR - COMPLIANCE

DIRECTOR OF COMPLIANCE/COMPLIANCE COUNSEL (REMOTE)

Compliance Manager (OMH)

Compliance and Contracts Administrator

Compliance Specialist, Gamewise

Director, Compliance

Compliance Analyst - US REMOTE

Director, Compliance

Compliance Specialist

Compliance Program Advisor

Compliance Assurance and Training Specialist

REMOTE Compliance Associate

Compliance Analyst I