As a Director of Compliance within Principal Global Investors, you will support Private Funds, primarily focusing on the private funds compliance program with responsibilities encompassing both broker dealer and investment adviser aspects. This role involves working with both US and Global offices, offering a unique opportunity to work at the intersection of financial services and technology. Responsibilities include reviewing funds, drafting due diligence reports, subscription review, PPM review, advertising review, coordination with outside counsel, developing compliance policy, and conducting forensic testing.

DIRECTOR - COMPLIANCE

Director - Compliance

Vigilant Compliance is seeking a Compliance Director responsible for supporting the administration of Compliance for clients, including investment company act experience. This role is based in Chadds Ford, Pennsylvania, and offers a competitive salary, benefits, and the opportunity to work remotely. The position involves compliance testing, policy review, risk assessments, and supporting compliance reports and examinations.

Outsourced Chief Compliance Officer (RIAs/Funds/BDs)

Compliance Director

The Compliance Analyst at NextCare serves to educate, encourage, and support individuals across the system to always act in compliance with legal and regulatory requirements. This role involves auditing claims, reporting findings, providing training, identifying billing risks, and ensuring compliance with all applicable laws and regulations. The position is remote and requires a bachelor's degree or equivalent, certification working towards, and at least two years of experience in healthcare compliance or coding.

Compliance Analyst

The Compliance Specialist at Texas Guaranteed Student Loan Corp. is responsible for performing comprehensive reviews of assigned departments to ensure compliance with corporate policy, procedures, and federal regulations. This role supports management teams by conducting call monitoring for compliance, internal reviews, and administrative duties related to state licensing and annual reporting. The position is remote and offers an opportunity to shape the company's future in a dynamic environment.

Compliance Specialist

As a Director of Compliance/Compliance Counsel at RELX Group, you will be responsible for conducting investigations, offering legal guidance, managing investigation quality, engaging with stakeholders, utilizing data analytics, and coordinating trade sanctions compliance. This role involves a mix of legal compliance, investigations, and trade sanctions compliance, requiring a strong background in legal compliance, investigations, and relevant trade sanctions laws.

DIRECTOR OF COMPLIANCE/COMPLIANCE COUNSEL (REMOTE)

Director of Compliance/Compliance Counsel

Delaware North Gaming is seeking a Compliance Specialist for Gamewise, a fully remote role responsible for ensuring all casino operations adhere to regulatory standards. This position offers the opportunity to leverage expertise in regulatory compliance to safeguard the integrity of gaming operations and make a meaningful impact.

Compliance Specialist, Gamewise

The Manager, Quality and Compliance at Healthcare in Action is responsible for ensuring the organization meets all regulatory standards set forth by state, federal, and accrediting health care organizations. This role involves overseeing the development, implementation, and maintenance of quality management systems, compliance programs, and risk management strategies. The position is 99% remote, requiring some travel to the vans for audit preparation, and is local to Southern California.

Manager, Quality and Compliance (Remote Southern CA area only)

Manager, Quality and Compliance

Johnson & Johnson is seeking a Director, Compliance to oversee and ensure compliance with policies, contractual and regulatory obligations, and all state and federal requirements. This role involves developing and implementing compliance programs, conducting audits, identifying risks, and working closely with various departments to align compliance efforts. The position requires a deep understanding of pharmacy operations, legal requirements, and compliance standards. The role is remote but preferred candidates should be near Coraopolis, PA; Orlando, FL; Phoenix, AZ; Raleigh, NC.

Director, Compliance

The Compliance Analyst at DXC Technology is responsible for managing client relationships regarding regulatory requests, interacting with internal business partners for information gathering, implementing process improvements, and ensuring compliance standards are met. This role involves a high level of detail orientation, multitasking, problem-solving, and team collaboration.

Compliance Analyst - US REMOTE

The Compliance Specialist at Ascension Living Operations is responsible for developing and overseeing activities to promote regulatory compliance and continual survey readiness. This role involves staying informed of regulatory changes, interpreting their applicability, ensuring readiness for regulatory changes, guiding action plan development, and serving as primary regulatory compliance support. The position requires travel up to 100% of the time initially, with potential for future reduction.

As a Compliance Program Advisor at PNC, you will be part of the First Line of Defense, supporting the 1LOD FDIC 370 compliance program and regulatory meetings. This role involves serving as the 1LOD FDIC 370 Subject Matter Expert, driving awareness and accountability for FDIC 370 requirements, coordinating regulatory meetings, and monitoring regulatory issue remediation. This is a remote position requiring work from a quiet, confidential space approved by PNC.

Compliance Program Advisor

A Compliance Associate is sought by a large broker-dealer and registered investment advisor firm local to the Tampa area to ensure compliance with state and federal laws, FINRA and SEC rules, and internal company standards within the securities brokerage and investment advisory organizations. The role involves managing financial advisor and regulator inquiries, interpreting the impact of laws on communication, and tracking communication using various methods.

REMOTE Compliance Associate

Compliance Associate

The Compliance Analyst I at Brown University is responsible for managing the university's export control and research security program, and for supporting the Conflict of Interest and Research Security programs. This role involves assessing international activities related to research, teaching, travel, and shipping, conducting complex analyses of export control scenarios, advising faculty, students, and administrators, preparing applications for export control licenses, and supporting the University's Conflict of Interest program. The position requires a working knowledge of regulations related to export controls, sanctions, research security, and Research Integrity, including COI regulations.

Compliance Analyst I

The Compliance Analyst II at Brown University is responsible for managing the university's export control and research security program, and may also support the Conflict of Interest and Research Security programs. This role involves conducting assessments of international activities, analyzing export control scenarios, advising faculty, students, and administrators, preparing and applying for export control licenses, and developing and administering compliance training. The position requires a working knowledge of export controls, sanctions, research security, and regulations related to Research Integrity, including COI.

Compliance Analyst II

As a Data & Compliance Quality Lead at System One, you will play a crucial role in the software development lifecycle and customer data management practice, acting as an advocate and subject matter expert for quality and compliance. This position involves participating in the software development lifecycle, implementing and monitoring test scripts and metrics, identifying and correcting defects, and ensuring compliance with industry standards and customer expectations.

Quality Analyst

Data & Compliance Quality Lead

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Compliance Jobs in Marion, OH Hiring Now

DIRECTOR - COMPLIANCE

Outsourced Chief Compliance Officer (RIAs/Funds/BDs)

Compliance Analyst

Compliance Specialist

DIRECTOR OF COMPLIANCE/COMPLIANCE COUNSEL (REMOTE)

Compliance Specialist, Gamewise

Manager, Quality and Compliance (Remote Southern CA area only)

Director, Compliance

Compliance Analyst - US REMOTE

Compliance Specialist

Compliance Program Advisor

REMOTE Compliance Associate

Compliance Analyst I

Compliance Analyst II

Quality Analyst