Huron is seeking an experienced Regulatory and Compliance Risk Director to join our Financial Institutions Advisory team. This client-facing role involves leveraging deep understanding of banking regulations, policies, and governance to help clients build robust risk management frameworks and ensure regulatory compliance. The Director will deliver capabilities such as compliance with laws and regulations, monitoring regulatory changes, and developing risk management and compliance strategies. This role is integral to the team, managing projects, leading teams, and mentoring junior staff.

Financial Services Director: Regulatory and Compliance Risk (New York, NY)

Regulatory and Compliance Risk Director

The Risk Manager at Compunnel Inc. is responsible for analyzing and managing risk, including day-to-day activities related to and management of specific insurance programs as well as financial capabilities. This role requires excellent communication and interpersonal skills, strong technology skills, and the ability to analyze large quantities of data. The Risk Manager will also be responsible for leading and handling all aspects of various insurance programs, assessing insurance renewal options, ensuring timely premium payments, and serving as an insurance subject matter authority within the organization.

Risk Manager

Evergreen Theragnostics, Inc. is seeking a Director/Senior Manager of Regulatory Affairs to ensure compliance with Health Authority guidelines, manage regulatory activities for multiple projects, and support the development of regulatory strategy. This role involves a variety of responsibilities including developing submission documents, overseeing regulatory compliance, and maintaining inspection readiness. The ideal candidate will be motivated, able to work in a small team environment, and have a strong background in pharmaceutical industry regulatory experience, particularly with FDA and EMA interactions.

Director/Sr. Manager Regulatory Affairs

Director/Senior Manager Regulatory Affairs

The Vice President, Regulatory Operations Compliance Officer at Jefferies is responsible for providing compliance advice and oversight on operational rules and regulations for securities and swaps to various groups within the firm. This role involves coordinating with different compliance teams, managing regulatory reporting programs, monitoring regulatory developments, and ensuring compliance with new or amended regulations. The position requires a minimum of 8-10 years of financial operations compliance experience, Series 7 & 99 preferred, and knowledge of broker-dealer regulatory compliance.

VP, Regulatory Operations Compliance Officer

Vice President, Regulatory Operations Compliance Officer

We are seeking a Senior Governance Risk and Compliance (GRC) Specialist with over 10 years of experience in identifying, assessing, monitoring, and prioritizing information security risks across multiple domains. The ideal candidate will have a deep understanding of widely accepted information security frameworks such as NIST Cybersecurity, HIPAA, PCI, HITRUST, ISO 27001, and will be responsible for ensuring the security and compliance of the organization's systems and processes.

Senior Information Security Consultant

Senior Governance Risk and Compliance Specialist

Insight Global is seeking a proactive and independent Business Analyst/Project Manager to focus on the Trade Reporting and Compliance Engine (TRACE) project, a regulatory tool designed to promote transparency in fixed income securities, implemented by FINRA. The role involves risk and issue management, presentation creation, requirements documentation, delivery updates, financial planning, stakeholder management, and understanding of data flow.

Regulatory PM

Regulatory Project Manager

The Risk Manager at i3 Verticals is responsible for identifying and assessing various types of risks that could impact the company, including financial, operational, regulatory, and reputational. This role involves understanding the payment facilitator model, monitoring risk queues, completing SARS reporting, resolving issues with payment processors and banks, maintaining compliance with regulations, and monitoring merchant activity to prevent fraud. The Risk Manager will also develop policies, communicate risk findings to leadership, and mentor a team to align with risk management objectives.

The Senior Manager, U.S. Compliance Risk Assessment at Scotiabank is responsible for contributing to the overall success of the GBM&T Compliance / Compliance Risk & Control Assessment in the United States. This role involves assisting in the implementation of the U.S. Compliance Risk and Control Assessment (CRCA), supporting business and corporate function units in executing the CRCA, and coordinating with various business units, control functions, and other teams within the Compliance function. The position requires substantial coordination and collaboration with various stakeholders to ensure compliance with governing regulations and internal policies.

Senior Manager, U.S. Compliance Risk Assessment

The Compliance Program Management Vice President - External Fraud Risk Assessment Lead at SMBC is responsible for establishing and enhancing Financial Crime Compliance (FCC) Risk Assessments, focusing on External Fraud Risk Assessment. This role involves collaboration across Compliance Departments and business partners throughout SMBC, serving as a liaison between the Fraud Department, business lines, internal audit, and the Head Office. The role includes developing a comprehensive External Fraud Risk Assessment framework, coordinating with key stakeholders, developing KRIs/KPIs, and staying updated on regulatory changes.

Compliance Program Management Vice President- External Fraud Risk Assessment Lead

Compliance Program Management Vice President - External Fraud Risk Assessment Lead

Martin's Point Health Care is seeking a Director of IT Compliance, Audit, and Risk to oversee the management and oversight of compliance programs, focusing on System Security Plans, NIST, MAR, CMMC, and MBOI initiatives. This role involves partnership with IT leadership, business partners, legal and compliance teams, and requires US citizenship. The position offers a remote work schedule with a preference for East coast time zone applicants.

Director IT Compliance, Audit and Risk - CAR  (Remote)

Director of IT Compliance, Audit, and Risk

As a Compliance Risk Management Lead within the J.P. Morgan Wealth Management's Solutions Compliance Group, you will be part of an innovative team supporting the Global Private Bank's Solutions business. This role involves operational and regulatory knowledge with managed account and retirement products and services, strategic partnership with the business and other control functions to ensure compliance with laws and regulations, and responsibility for policies, risk and control assessments, monitoring and testing, and training. The position requires a strong knowledge of investment products and a solid understanding of SEC, OCC, ERISA, and DOL rules and regulations.

Compliance Risk Management Lead - Vice President

The Senior Director of Governance, Risk & Compliance (GRC) at the Office of Technology and Innovation (OTI) will provide leadership, executive support, strategic and tactical guidance to shape the cyber governance, risk, and compliance program citywide. This role involves identifying and evaluating information security risks, implementing tools and practices to enhance third-party risk management, and ensuring agency compliance. The position requires a diverse background in various systems, including new technologies and legacy systems considered business critical.

Senior Director of Governance, Risk & Compliance (GRC)

Senior Director of Governance, Risk & Compliance

The Regional Commercial Director - Regulatory Compliance at S&P Global Market Intelligence's Regulatory Compliance Division is responsible for working closely with cross-functional teams to develop and enhance offerings in the areas of regulatory compliance, documentation, and client reference data solutions. This role involves client engagement, revenue management, platform design, industry connectivity, implementation, and client success, with a focus on transforming complex processes and ensuring regulatory compliance for clients.

Regional Commercial Director - Regulatory Compliance

The Regulatory Oversight and Exam Management Lead at MUFG will focus on internal and external technology risk requirements, remediation activities, and deliverables to ensure regulatory and audit milestones are met. This role involves engaging with regulators, leaders from other functions, and Technology colleagues to prepare or review content prior to submission, manage follow-up actions, and develop and execute executive-level reporting. The position is part of a first line risk and controls leadership team dedicated to the Technology transformation program, responsible for advising and assessing the technology risk and control environment.

IT BURCO - Regultory Oversight and Exam Management Lead

Regulatory Oversight and Exam Management Lead

The Audit Manager, Enterprise Risk Management and Operational Risk Management at American Express will support the execution of audit work to evaluate compliance with ERM and ORM regulations/requirements as part of the annual Enterprise Risk Management and Operational Risk Management audit plan. This role involves aligning audit results with second line stakeholders, collaborating with colleagues in diverse locations, and delivering high-quality, actionable feedback on potential control issues.

Audit Manager - Enterprise Risk Management and Operational Risk Management

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Regulatory Compliance and Operational Risk Manager Jobs in Prospect Park, NJ Hiring Now

Financial Services Director: Regulatory and Compliance Risk (New York, NY)

Risk Manager

Director/Sr. Manager Regulatory Affairs

VP, Regulatory Operations Compliance Officer

Senior Information Security Consultant

Regulatory PM

Risk Manager

Senior Manager, U.S. Compliance Risk Assessment

Compliance Program Management Vice President- External Fraud Risk Assessment Lead

Director IT Compliance, Audit and Risk - CAR (Remote)

Compliance Risk Management Lead - Vice President

Senior Director of Governance, Risk & Compliance (GRC)

Regional Commercial Director - Regulatory Compliance

IT BURCO - Regultory Oversight and Exam Management Lead

Audit Manager - Enterprise Risk Management and Operational Risk Management