The Regulatory Associate, Portfolio Management Risk and Control at City National Bank will work closely with the First Line of Defense to support and assist in identifying, monitoring, and mitigating operational and regulatory risks within Portfolio Management Risk and Control. This role involves supporting corporate governance enhancement, controls implementation and monitoring, documentation maintenance, and regulatory requests, while providing knowledge of regulatory requirements.

Regulatory Associate, Portfolio Management Risk and Control

In this role at Citizens, you will be part of the Regulatory Change Management team within the Compliance Operations team, responsible for managing and delivering regulatory change management and facilitating the enterprise Compliance Risk Assessment progress. This includes detailed review, assessment, and assignment of new, changes, or retirement of laws and regulations potentially impacting the bank. The role offers exposure across senior Compliance leadership and the bank's business, risk, and corporate functions, within a period of exciting evolution for the Compliance function.

Regulatory Change Management and Compliance Risk Assessment

Regulatory Change Management and Compliance Risk Assessment Analyst

As a Regulatory Compliance Risk Director at Grant Thornton LLP, you will lead and contribute to banking clients' business needs by providing in-depth technical knowledge on emerging regulations. This role involves performing engagement management, leading business development activities, meeting sales targets, building networks, maintaining client relationships, and managing regulatory compliance issues. You will also be responsible for developing and training staff, managing risks, and participating in industry conferences and seminars.

Regulatory Compliance Risk Director (Banking)

Regulatory Compliance Risk Director

The Director of Regulatory Operations at CG Oncology, Inc. is responsible for providing submission planning, preparation, and publishing for electronic application and maintenance submissions to domestic and foreign regulatory agencies. This role involves overseeing technical aspects of submissions, managing publishing vendors, coordinating with various departments to ensure high-quality submission outputs, and serving as a regulatory expert. The position requires a deep understanding of submission regulations and guidelines, the ability to manage submission projects, and the capability to work in a team environment.

Director of Regulatory Operations

The Regulatory Business Advisor at J. J. Keller & Associates, Inc. is responsible for providing technical expertise and advisory services to existing and prospective clients in the area of driver compliance. This role involves DOT audit support, review of carrier's records and programs, and maintaining relationships with state, federal, and other industry agencies. The position requires a deep understanding of motor carrier regulatory requirements and the ability to communicate regulatory information effectively.

Regulatory Business Advisor (Driver Compliance)

Regulatory Business Advisor

Join Mizuho Financial Group as the Regulatory & Compliance Integration Lead, where you will play a crucial role in supporting the organization's growth and technological advancement. This position involves driving innovation, streamlining processes, and ensuring technology infrastructure scales efficiently and securely. Responsibilities include collaborating with cross-functional teams, managing technical operations, and evaluating new tools and platforms.

REGULATORY & COMPLIANCE INTEGRATION LEAD

Regulatory & Compliance Integration Lead

The Regulatory Compliance Specialist at Help at Home is responsible for the intake, guidance, and resolution of employee relations related inquiries and concerns regarding policies, procedures, and varied workplace concerns from employees. This role involves ensuring compliance with all federal, state, and local employment laws, Company Policy, and the Code of Business Conduct and Ethics. The position offers multiple levels of administrative support within HR and requires a flexible approach to change, a focus on progress over perfection, and a commitment to building relationships and delivering effective workplace solutions.

Regulatory Compliance Specialist for Employee Relations

Regulatory Compliance Specialist

The Senior Associate Regulatory Analyst at the University of Michigan Medical School Office of Research is responsible for the review of human subjects research applications submitted to IRBMED. This role involves a strong clinical research background, a commitment to ethical principles, and the ability to use strategic thinking and effective communication skills. The position requires a minimum of 5 years of relevant clinical research experience and offers opportunities for professional development, including certification and attendance at regional and national meetings.

Senior Associate Regulatory Analyst

The U.S. Regulatory Relations role at Royal Bank of Canada (RBC) involves being the primary point of contact for domestic and foreign regulators in the United States. This position supports and advises on regulatory exams, inquiries, and investigations, oversees regulatory monitoring, and ensures compliance with all applicable laws and regulations. The role requires travel to Raleigh, NC for regulatory engagements and involves maintaining regulatory relationships, exam management, internal reporting, and issues management.

U.S. REGULATORY RELATIONS

U.S. Regulatory Relations

The Regional Commercial Director - Regulatory Compliance at S&P Global Market Intelligence's Regulatory Compliance Division is responsible for working closely with cross-functional teams to develop and enhance offerings in the areas of regulatory compliance, documentation, and client reference data solutions. This role involves client engagement, revenue management, platform design, industry connectivity, implementation, and client success, with a focus on transforming complex processes and ensuring regulatory compliance for clients.

Regional Commercial Director - Regulatory Compliance

As a Senior Financial Analyst in the Regulatory Reporting team at American Express, you will play a crucial role in delivering Bank Holding Company regulatory reports in accordance with Federal Reserve requirements. This position involves participating in projects, engaging with multiple stakeholders, coordinating on automated platforms, and ensuring report compliance with regulatory and company policies. You will have the opportunity to learn and use the latest data tools and technologies, and explore a range of roles to grow your career.

Senior Financial Analyst - Regulatory Reporting

Willson International is seeking a U.S. Regulatory Affairs Manager to manage provisions of broker regulations and ensure compliance with various government agencies. This remote role involves supervising a team, managing regulatory submissions, building relationships with key government contacts, and providing expert advice on import and export restrictions. The ideal candidate will have a U.S. Customs Brokers License, experience in a regulatory environment, and leadership skills.

U.S. Regulatory Affairs Manager

Join one of the world's most renowned global banks in New York, NY as a Regulatory Business Analyst for a contract role with a strong possibility of extension. This hybrid role involves working 2-3 days onsite per week and focuses on analysis related to multiple strategic work efforts across Data & Regulatory Operations. The position offers the opportunity to work alongside some of the smartest minds in the industry, with a strong emphasis on regulatory experience and process improvement.

Regulatory Business Analyst

The Regulatory Affairs Specialist at Dana-Farber Cancer Institute provides advanced regulatory support to investigators and research staff, focusing on standards and techniques for performing job functions typical in the development and/or conduct of FDA regulated research. This role involves external audit coordination, regulatory consultation, review of FDA submissions, and protocol review. The position is critical for achieving ongoing clinical research expansion and regulatory compliance at DFCI.

Regulatory Affairs Specialist

Huron is seeking an experienced Regulatory and Compliance Risk Director to join our Financial Institutions Advisory team. This client-facing role involves leveraging deep understanding of banking regulations, policies, and governance to help clients build robust risk management frameworks and ensure regulatory compliance. The Director will deliver capabilities such as compliance with laws and regulations, monitoring regulatory changes, and developing risk management and compliance strategies. This role is integral to the team, managing projects, leading teams, and mentoring junior staff.

Financial Services Director: Regulatory and Compliance Risk (New York, NY)

Regulatory and Compliance Risk Director

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Regulatory Due Diligence Analyst Jobs in New York, NY Hiring Now