The Senior Director, AML Compliance Model Validation at Santander US is responsible for leading the independent validation of models used by various Compliance groups, in conformance with regulatory guidance and other regulatory requirements around Compliance models. This role involves extensive external communication with business, development, internal audit, and regulators, leading discussions with model owners, developers, and third-party vendors, and developing in-depth perspective on model risk issues. The person will also manage the day-to-day governance responsibilities such as ongoing performance monitoring, orderly remediation of findings, and annual reviews, as well as represent model risk for all discussions and exams conducted by internal audit and US regulators.

Senior Director, AML Compliance Model Validation

RSM US LLP is seeking a Senior Associate for their AML/Regulatory Compliance group to lead and deliver regulatory compliance internal audits, assessments, model validations, and other services at client locations within financial institutions. This role involves executing model validation activities, leading AML independent audits, and contributing to client relationships through expertise in BSA/AML and OFAC regulations.

Senior Associate – AML/CFT Consulting (Global Banks)

Senior Associate - AML Regulatory Compliance Consulting

RSM US LLP is seeking a Manager for AML Regulatory Compliance Consulting within the Global Banks sector. This role involves leading and delivering regulatory compliance internal audits, assessments, model validations, and other services at client locations within financial institutions. The successful candidate will develop strong relationships with clients, manage engagements, and provide consulting advice to increase shareholder value. This position requires a deep understanding of regulatory compliance in financial institutions, supervisory experience, and the ability to manage multiple priorities and projects.

Manager - AML Regulatory Compliance Consulting (Global Banks)

Manager - AML Regulatory Compliance Consulting

Larson Maddox is seeking an experienced Compliance professional at a Senior Manager/Senior Vice President level to lead specialist Compliance Testing programs across the firm's Broker Dealer business, with an initial focus on Volcker Testing. The role involves devising and delivering the annual Compliance Testing program, leading specialist testing engagements, and working with senior business leaders to remediate gaps arising from Compliance Testing.

Senior Compliance Manger - Broker Dealer Testing

Senior Compliance Manager

The VP of AML Compliance at Blackstone Group will be responsible for overseeing AML processes including KYC onboarding and refreshes, asset due diligence, testing, and regulatory filings. This role involves working closely with various stakeholders to ensure KYC compliance, identifying and escalating potential money laundering and reputational risk issues, conducting research for adverse information related to potential money laundering, and assisting with regulatory filings. The position requires a strong understanding of BSA/AML/CIP/KYC/US Patriot Act and OFAC as well as other relevant BSA/AML laws and regulations.

LEGAL & COMPLIANCE - AML COMPLIANCE, VP

VP of AML Compliance

Our client, one of Europe's largest banking groups, is seeking an experienced Compliance professional at a Senior Manager or Senior Vice President level to provide specialized Compliance advice and guidance to senior leaders and key members of the firm's growing Investment Banking business, focusing on Equity Capital Markets (ECM). This role is pivotal in supporting the firm's growth strategy by ensuring compliance with regulatory requirements. The position reports directly to the US Head of Investment Banking Compliance and involves close collaboration with the ECM business leaders.

VP - Investment Banking Compliance Advice

Senior Manager - Investment Banking Compliance Advice

CohnReznick is seeking an Assurance Senior Associate to join their IT Assurance group. This role involves participating in planning and scoping of IT audits, developing test procedures, executing testing of IT general controls and application controls, and communicating engagement status to clients and team management. The position offers a hybrid work setting, allowing for a balance between remote and office work. Candidates should have 2-4 years of relevant experience, preferably with public accounting experience, and a Bachelor's Degree in computer science or accounting information systems. Certifications such as CISA and/or CPA are a plus.

Assurance Senior Associate [IT Assurance]

Assurance Senior Associate

Our client, one of America's largest banking groups, is seeking an experienced Compliance professional at the Senior Manager / Senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the firm's Fixed Income business, focusing on Municipal Bonds. This role involves providing product and business Compliance Advice, engaging with Regulators, implementing regulatory initiatives, and developing Controls for the Munis Business.

Senior Compliance Manager - Munis

CohnReznick is seeking a Senior Associate to join their Transaction Advisory Services practice in New York. This hybrid role involves conducting due diligence and supporting clients across various industries, offering the opportunity to interact with clients and team members at all levels. The position emphasizes a balance between remote and office work, fostering innovation, collaboration, and community engagement.

Transaction Advisory Services - Senior Associate

Senior Associate, Transaction Advisory Services

The Compliance Associate or Senior Associate at Octagon Credit Investors is responsible for supporting the Compliance team with regulatory reporting, testing, and daily compliance monitoring. This role involves active monitoring of advisory and broker-dealer activities, conducting compliance tests, administering the firm's Code of Ethics, delivering compliance education and training, and assisting with regulatory filings and inquiries. The position requires a strong background in Investment Adviser Compliance, with opportunities for policy updates and implementation.

Compliance Associate or Senior Associate

Amazon Web Services (AWS) is seeking a Senior AWS Compliance Specialist to join the Security Assurance team. This role involves diving deep into an assigned area of the business to serve as the principal compliance specialist, solving complex compliance challenges, improving processes, and driving greater efficiencies across the security assurance organization. The position requires a highly motivated individual with a strong background in IT and compliance processes, capable of driving innovative campaigns and managing projects effectively.

SENIOR AWS COMPLIANCE SPECIALIST, REGULATORY ASSURANCE

Senior AWS Compliance Specialist, Regulatory Assurance

The Senior Manager, IT Security & Compliance at Eisai is responsible for monitoring security threat intelligence data and feeds, analyzing threat data to identify potential security risks, developing and maintaining Key Performance Indicators (KPIs) to track the effectiveness of Eisai's security measures, and leading the implementation of approved security improvements. This role also involves assisting in maintaining compliance with relevant industry standards, regulations, and best practices, and supporting various activities and projects related to security and compliance.

SENIOR MANAGER, IT SECURITY & COMPLIANCE

Senior Manager, IT Security & Compliance

Our client, a diverse asset manager with over $30 billion in AUM, is seeking a Senior Compliance Manager to oversee their control room team. This role involves leading the control room function, working closely with the compliance team, and assisting other SVPs within compliance. The position offers a diverse work environment with project-oriented tasks, and the opportunity to make a significant impact on the compliance department's success.

Director of Compliance

This position manages the Corporate Compliance Product Management team, focusing on system enhancements, integration, and BAU changes to support Compliance Operations. The role oversees a team of associates to define and manage the Compliance systems roadmaps, integration, and enhancements through an Agile/Scrum framework. The Senior Manager ensures Agile practices are adhered to and mentors the product management practice. They work directly with compliance leaders and SMEs to identify opportunities and gaps, align on priorities, and partner with technology to build, test, and deploy business capabilities, ensuring all capabilities are accounted for via a roadmap, charter, and have measurable business value.

SR. MANAGER, COMPLIANCE PRODUCT MANAGEMENT (REMOTE)

Senior Manager, Compliance Product Management

Genpact is seeking a Senior Manager for their Legal Compliance team to support North America data privacy compliance, including HIPAA compliance. This role involves analyzing client service offerings for compliance with U.S. data privacy and healthcare privacy law, providing guidance on Canadian data privacy law, and overseeing data privacy compliance projects across North America. The position is hybrid, based out of the New York City office, and requires an active member in good standing of at least one state’s bar. A mix of law firm and in-house experience, or international experience, is highly preferred.

CONFIDENTIAL - SENIOR MANAGER - LEGAL COMPLIANCE

Senior Manager - Legal Compliance

+bia1E/9Ura0W56PK0QRs1nb0fPaPw1LecFl73e1Zno=

0yryKyiv//5ZYlTDMV3LFPtHwym9DzfhaGKkhjLWumc=

1PbXZCkmjsWX/JPZ0zDz35M1CdhIEEhFhVTF9UZbsUw=

3eZiYdEf1GWONV+R64EHcPPvLb4v6J0JWgZreMFwQRo=

If QUICK_APPLY_SKIP_SUBMIT is set to true these providers will ignore the setting and still submit.

7UWw5juL5kSuktDEYRAJaZaaSr/dkptNWDM6YczaXvQ=

7veoecbDe4L73TGHP2ISin46xsmdddCOKtRpfQxjDN8=

8yxkMFFydubARRB/A0n8dt2+tN+s0Qba5Bm+ZhR6A74=

917BuR4psrYXtoUglgzOqK2gT6nHiFac0vaL7OlNrj4=

BTHovjnwfD7MxYTZVgYObuyOKROSVx/I0X5yo3nLGw8=

CLGiSKlyYhMQqU9L5I5y5Kcwm5S4f77Utdfa8ExP9Bw=

HRzePCbXb7ufZUWsFxKsWQyEIUrwU5VCFht/1iNmtTo=

Id0yBc3Lk10hOWDAGUFDOHeLqi73qkOki+HsqthrqY8=

MltczCjhmN0jRgow3UO+iDMtltW8AfF7hJYVp339Mbk=

NI/PueuALd9KIOo3aGPg/youiuzzXOlUegGuLsVspks=

PX9iho18hgd+if3tD3rS2RRXrbzlHq613z5WXlVZ7+k=

VUOVNO4gG3SQXJg1E5TYU50XsmIaCxqBNHZWw48U8/0=

Y1UD/mVBFR+4WXoXRwyYrTpXnLvnt4lZ1G/TbY1bWR4=

dCG5zdM4/wqhDoKFVboNOhuBLLEkQ95fHprPrsJVaxM=

fr9JCYJNVqBBC7QlJK+AFZY+8NEptSjJEpTFKNeRx4U=

h+e82EFLmuH1BOGKDTUyfliYoBDF4Tq54kkm9H1Q67M=

kF6veelbgshOJpV3Mn6vB3mb3LuydeEVDSOxtIHM8N8=

kbjXyyPP5adVqoaL7EYbdoyqDzFqF5a+VbOBN3j1bVg=

lWPMwjsh2VXkQjRFxWpjkQ/+Yx1eEx75EAWbIUFwV2Y=

mA5rgLX7i0lO6F1oJJxlP+y/1rvzscLgYBBk6pyKBWE=

p1flkibS2FOOSRZRb3dJqhHmZ8tmXXoyz3YXr0O9NUo=

pZVrGsKBFfWx3aTAH3sKk4BlHpV1jgUZyoszy851/n8=

u8Ak4aZwDDE5inqS+1aY1R2zXd+nIapHkAsGcAr3yzo=

Sharing EarnBetter with your community helps us offer our amazing service for free forever!

Senior Associate, AML Compliance Jobs in New York, NY Hiring Now